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Securities & Corporate Governance

Our securities lawyers have real-world experience on all sides of the deal.

We have experience representing issuers, underwriters and investment banks on offerings, financings and compliance issues. We understand “market” value for transactions, even when the market is changing. Deep experience allows us to foresee and resolve issues, bringing a practiced eye and thorough approach to represent and protect your company.

Our firm utilizes the deep experience of our cross-industry, interdisciplinary securities team to guide companies through the complex process of raising capital in the public and private markets. We are practical, business-focused capital markets lawyers who not only navigate the legal complexities of a deal but also strive to understand our clients’ unique goals, maintaining a focus on achieving their branding, positioning and transactional objectives.  We also have extensive experience counseling public company clients and their boards on all aspects of corporate governance and shareholder engagement.

We regularly advise clients with respect to securities, corporate governance and compliance matters arising under state and federal securities laws and exchange listing rules.  We analyze the impact of potential regulatory and registration requirements under the Securities Act of 1933, the Securities Exchange Act of 1934, throughout the course of a matter and for ongoing compliance. We also provide ongoing corporate governance advice to boards of directors of public and private companies and their committees.  Our lawyers understand the multiple layers of regulation and navigate clients through them effectively and efficiently.

Ways we can help:

  • Corporate Governance
  • SEC Periodic Reporting
  • Exchange Listing Rules Compliance
  • Public and Private Debt and Equity Offerings